FINANCIAL LTD

Financial provide maximum compliance with minimum interference to your working life. Our hybrid-Network model means commission is paid directly to you. We take absolutely no kickbacks or override commission. We can guide you through compliance management, provide technical support, help you meet regulatory requirements and much more, whilst giving you the freedom and flexibility to run your business. Whether you would like to join our IFA Network or simply ‘pick and mix’ from our compliance consultancy services and documents, our compliance team can help you. Financial offers Network services to a broad cross section of advisers.

We give you a licence to trade, deal with the FSA on your behalf, monitor your business to ensure compliance and have as little to do with your commission as possible - allowing you to get on with your business. Members of our Network benefit from a competitive fixed fee which includes your FSA, FOS, FSCS, and PII costs. All commissions are paid directly to you with no deductions from Financial. The services listed below are ALL included in your membership fees, however please visit our 'Additional Services' section for details of the optional services you can purchase separately. Our investments team has more than 20 years experience in pension funds, equities and discretionary fund management.

We provide a bespoke service to meet your clients' needs, be it capital preservation, returns or income generation. We offer quarterly valuations and written market summaries to your clients as well as an annual statement, transaction history and composite tax and interest voucher. We are constantly in touch with the markets enabling us to make informed decisions while you are out of the office.